Assessment Task On Apply principles of professional practice to work in the financial services industry
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Task 1:
As a financial adviser discuss your responsibilities for the following ethical approaches.
Conflict of interest :
Duty of care :
full disclosure of remuneration and fees and other conflicts of interest which may influence recommendations :
Litigation may put the firm and the client's management in adversarial situations, influencing management's willingness to make full disclosures and posing a self-interest threat to the firm.
Good Faith :
Guidance from supervisor :
Maintaining confidentiality :
Mission statements :
Non-discriminatory practices :
Correct use of organisational property, resources, and authority :
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