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Question 1(a) (9 marks | Word limit: 300 words)
Consider the purpose or objective of each of the following key pieces of legislation that regulate the insurance industry:
Evaluate and discuss the relevance of each Act to the behaviour of a financial adviser providing insurance advice. (9 marks)
Question 1(b) (6 marks | Word limit: 200 words)
Outline a list of steps in the insurance advice process up until the issue of a life insurance policy, indicating at each step, if an adviser should take the opportunity to remind a client of their duty of disclosure, and the reasons why it is important to do so.
You can set out your answer in table format or diagrammatically.
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