FNSINC401 Assessment Final

ASSESSMENT FINAL

All individuals who works for the financial services industry are required to apply principles of professional practice to work in the financial services industry as listed below.

  • Identify scope, sectors, and responsibilities of industry
  • Identify and apply guidelines, procedures, and legislation
  • Identify sustainability issues
  • Manage information
  • Participate in and facilitate work team activities
  • Plan work to be completed
  • Develop and maintain personal competency

Part A

You are required to complete the following tasks:

Task 1:

  1. Describe what sustainability is?
  2. You are required to list some sustainability issues in the financial services industry?

Task 2:  Green businesses are very vital. Suggest 10 ideas that can put into practice to make the business environment friendly?

Task 3: Self-Assessment

Your company requires you to take a bi-annual self-assessment of personal career goals and achievements.

Reflect on your career goals you want to achieve as part of the financial services industry. Fill out the table below using the following guidelines:

  1. List at least three (3) of your career goals.
  2. For each goal, list the skills you need to achieve your goal that you have already mastered in the last six (6) months.
  3. For each goal, list the skills you need to achieve your goal that you have not yet mastered.
  4. For the skills you have not yet mastered, list the resources you will need to acquire those skills and finally achieve your goal.

Task 4: How can we avoid misunderstanding when determining financial goals for a new client?

Task: 5 What are the main activities you need to perform to analyse, evaluate client’s financial situation and to check professional documents?


Task: 6 Appreciation is a best tool to encourage team members. How does constructive feedback contribute to improve team member’s quality of work?


Task: 7 Identify and explain the key qualities required to serves as role model for others and enhance organisation’s image?

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